Business Forms

The documents to be submitted by the Partner are requested in accordance with the General Business Rules in force at any time. For more information on the details and the required number of copies, please contact KELER’s Client Service.

Announcement on the Rules Aiming to Prevent Money Laundering and Terrorist Financing

 

Download (110 KB)

Data Registration Form to perform the obligations required under Section 7 of Act LIII of 2017
electronically fillable format

 

Download (540 KB)

Beneficial Owner and Politically Exposed Person Statement
electronically fillable format

 

Download (762 KB)

Basic Information of the Contracting Party
electronically fillable Hungarian-English form

Effective from: 15 February 2021

 

Download (734 KB)

Basic Information of the Contracting Party for Gas Market Clearing Members and Energy Market Non-Clearing Members
electronically fillable Hungarian-English form

Effective from: 1 July 2020

 

Download (758 KB)

Contract No. 37. / Attachment 1. - CAPS - User form
electronically fillable format

Effective from: 3 September 2020

 

Download (793 KB)

Contract No. 37. / Attachment 2. - CAPS - Certificate administration and identification form
electronically fillable format

Effective from: 3 September 2020

 

Download (731 KB)

Contract No. 37. / Attachment 3. - CAPS - Securities account setup form
electronically fillable format

Effective from: 3 September 2020

 

Download (759 KB)

Contract No. 37. / Attachment 4. - CAPS - SWIFT setup form for Securities Account Holders
electronically fillable format

Effective from: 3 September 2020

 

Download (748 KB)

Contract No. 37. / Attachment 5. - CAPS - SWIFT setup form for Issuers
electronically fillable format

Effective from: 3 September 2020

 

Download (746 KB)

1. Ownership identification ordered by the issuer

Download (178 KB)

2. Retrospective ownership identification order

Download (178 KB)

4. Payment-related issuer order for dematerialised securities series

Download (184 KB)

5. Declaration on bank accounts linked to domestic distributions

Download (92 KB)

Onboarding Questionnaire
electronically fillable format

Download (1019 KB)

Annex 1 - Request for access for Participants requesting the establishment of a relationship with the CSDs or for the requests for access between CSDs and Other market infrastructures
electronically fillable format

 

Download (636 KB)

Annex 5 - Declaration of the legal status of the Joining Client requesting access to the CSD
electronically fillable format

 

Download (668 KB)

Annex 6 - Declaration of services that the Joining Client requesting access to the CSD intends to use
electronically fillable format

 

Download (700 KB)

Reallocation

Download (196 KB)

Security Delivery In Request From

 

Download (300 KB)

Security Delivery Out Request From

Download (302 KB)

Client Information on Outsourcing

 

Download (70 KB)

Issuer Order to Release invalidated securities

 

Download (105 KB)

Issuer Order to Invalidate securities and Safe keep invalidated securities

 

Download (108 KB)

Issuer Order to Invalidate securities and Release invalid securities

 

Download (104 KB)

Operating hours extension request by Clients

Download (200 KB)

FATCA, CRS information - International Tax Data Exchange Announcement; Reporting obligation concerning the Reportable Accounts (CRS and FATCA)

 

Download (90 KB)

FATCA and CRS declaration
electronically fillable format

 

Download (798 KB)

Finality Data Sheet
electronically fillable Hungarian-English form

 

Download (539 KB)

Finality Authorization
electronically fillable Hungarian-English form

 

Download (554 KB)

Declaration - In the representation of a company affected by an insolvency proceeding against Indirect Participant
Hungarian-English form

 

Download (172 KB)

Statement on the compliance with the provisions of Article 10 ea), eb), ec) and ed) of the Act XXIII of 2003 on settlement finality in payment and securities settlement systems
electronically fillable format

 

Download (673 KB)

Request for admission of certificates/warrants to Budapest Stock Exchange Clearing and Settlement

 

Download (103 KB)

FTT Corporate Actions

 

Download (11 KB)

FTT Declaration (XETRA Trades)

 

Download (15 KB)

FTT Declaration and Feedback Files

 

Download (27 KB)

Latest FTT Impacted ISINs list

 

Download (15 KB)

Eligible Companies for the year 2012 that fall under the scope of the FTT - as of 20 July 2012

 

Download (31 KB)

FTT - Example of a Declaration - Format of FTT Declaration message

 

Download (1193 KB)

FTT - Example of a Declaration - Example of update process for intra-day transactions: single purchase

 

Download (628 KB)

Basic Information of the Contracting Party
electronically fillable Hungarian-English form

Effective from: 15 February 2021

 

Download (734 KB)

Basic Information of the Contracting Party for Gas Market Clearing Members and Energy Market Non-Clearing Members
electronically fillable Hungarian-English form

Effective from: 1 July 2020

 

Download (758 KB)

1. Form to report changes in the data of physical securities series and securities series to be created as dematerialized securities and changes in the data of the Issuer

Download (181 KB)

2. Restriction by the Issuer - Form to report the persons authorized to act on behalf of the Issuer in the eISIN application

Download (369 KB)

3. Securities code (ISIN) application form for shares and temporary shares

Download (138 KB)

4. Securities code (ISIN) application form for debt securities

Download (125 KB)

5. Securities code (ISIN) application form for investment fund units and temporary investment fund units

Download (32 KB)

6. Securities code (ISIN) application form for other securities

Download (123 KB)

7. Information on MNB sector codes

Download (203 KB)

8. Securities code (ISIN) application form for other stock exchange products

Download (116 KB)

9. Additional data of debt securities for the central securities registry - Form to report data in addition to data related to ISIN application of debt securities series physically created and debt securities series ordered to be created as dematerialized securities

Download (181 KB)

Contract No. 10. / Attachment 2 - Personal data form to define the rights of KID system users
electronically fillable Hungarian-English form

Effective from: 30 April 2021

 

Download (691 KB)

Contract No. 10. / Attachment 3 - Personal data form for defining the rights of KID system users
electronically fillable Hungarian-English form

Effective from: 30 April 2021

 

Download (657 KB)

Datasheet for the KIS system password policy settings
Hungarian-English form

Download (185 KB)

Conract No. 16. / Attachment 2. - Trade Reporting (MIFID II./APA) application sheet for user data modification
electronically fillable Hungarian-English form

 

Download (599 KB)

U100 - Taxpayer’s PoA provided to KELER to provide information on the amount of expenses incurred by the Taxpayer to acquire securities

Download (140 KB)

U101 - Tax Declaration entitling to tax exemption - Foreign Investment Fund (CIT)

Download (225 KB)

U102 - Tax Declaration entitling to tax exemption - Foreign Pension Fund (CIT)

Download (217 KB)

U103 - Tax Declaration entitling to tax exemption - Qualified holder (CIT)

Download (265 KB)

U104 - Tax Declaration entitling to tax exemption - Bank (DTT: AT, BE, FI, NL, IE, QA, DE, NO, GB)

Download (276 KB)

U105 - Tax Declaration entitling to the application of a tax rate deriving from the relevant DTT - interest payment and redemption

Download (283 KB)

U106 - Tax Declaration entitling to tax exemption - Qualified holder (CIT)

Download (217 KB)

U107 - Tax Declaration  entitling to the application of a tax rate deriving from the relevant DTT - dividend payment

Download (233 KB)

Non-clearing Member Statement and Data Sheet
Hungarian-English form

 

Download (75 KB)

Data Sheet for Opening and Modifying Sub-Accounts

 

Download (101 KB)

GIRO Limit Blocking Operation Sheet
Hungarian-English form

 

Download (221 KB)

Bank Card Blocking Operation Sheet - MasterCard Blocking
Hungarian-English form

 

Download (221 KB)

Signature Registration Form of signatories reported to KELER Ltd.
electronically fillable Hungarian-English form

 

Download (663 KB)

Statement on the SME classification
electronically fillable format

 

Download (721 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
electronically fillable Hungarian-English form

 

Download (549 KB)

Statement on the statement created by KELER CCP that is suitable to meet the reporting obligation pursuant to EMIR

 

Download (311 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Clearing Members)

 

Download (238 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Energy Market Non-Clearing Members)

 

Download (214 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Gas Market Clearing Members)

 

Download (215 KB)

Statement on automatized uploading of the reports on trades among clearing members and its clients by KELER CCP towards trade repository (for Clearing Members)

 

Download (191 KB)

Form W-8BEN - Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)

Download (61 KB)

Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities)

Download (292 KB)

Form W-8IMY - Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting

Download (270 KB)

Contract No. 13. / Attachment 1. - WARP - User form
electronically fillable format

Effective from: 1 September 2017

 

Download (717 KB)

Contract No. 13. / Attachment 2. - WARP - Certificate administration and identification form
electronically fillable format

Effective from: 1 September 2017

 

Download (713 KB)

Contract No. 13. / Attachment 3. - WARP - Securities account setup form
electronically fillable format

Effective from: 1 September 2017

 

Download (771 KB)