Business Forms

The documents to be submitted by the Partner are requested in accordance with the General Business Rules in force at any time. For more information on the details and the required number of copies, please contact KELER’s Client Service.

Beneficial Owner and Politically Exposed Person Statement

electronically fillable format

Download (234 KB)

KYC Declaration on Sanctions (electronically fillable format) 

Download (700 KB)

Announcement on the Rules Aiming to Prevent Money Laundering and Terrorist Financing

 

Download (110 KB)

Data Registration Form to perform the obligations required under Section 7 of Act LIII of 2017
electronically fillable format

 

Download (534 KB)

Basic Information of the Contracting Party
electronically fillable Hungarian-English form

Effective from: 15 February 2021

 

Download (731 KB)

Basic Information of the Contracting Party for Gas Market Clearing Members and Energy Market Non-Clearing Members
electronically fillable Hungarian-English form

Effective from: 1 July 2020

 

Download (754 KB)

Contract No. 37. / Attachment 1. - CAPS - User form
electronically fillable format

Effective from: 3 September 2020

 

Download (790 KB)

Contract No. 37. / Attachment 2. - CAPS - Certificate administration and identification form
electronically fillable format

Effective from: 3 September 2020

 

Download (727 KB)

Contract No. 37. / Attachment 3. - CAPS - Securities account setup form
electronically fillable format

Effective from: 3 September 2020

 

Download (755 KB)

Contract No. 37. / Attachment 4. - CAPS - SWIFT setup form for Securities Account Holders
electronically fillable format

Effective from: 3 September 2020

 

Download (744 KB)

Contract No. 37. / Attachment 5. - CAPS - SWIFT setup form for Issuers
electronically fillable format

Effective from: 3 September 2020

 

Download (742 KB)

1. Ownership identification ordered by the issuer

Download (178 KB)

2. Retrospective ownership identification order

Download (178 KB)

4. Payment-related issuer order for dematerialised securities series

Download (184 KB)

5. Declaration on bank accounts linked to domestic distributions

Download (92 KB)

Onboarding Questionnaire
electronically fillable format

Download (1019 KB)

Annex 1 - Request for access for Participants requesting the establishment of a relationship with the CSDs or for the requests for access between CSDs and Other market infrastructures
electronically fillable format

Download (631 KB)

Reallocation

Download (196 KB)

Security Delivery In Request From

 

Download (300 KB)

Security Delivery Out Request From

Download (302 KB)

Client Information on Outsourcing

 

Download (70 KB)

Issuer Order to Release invalidated securities

 

Download (105 KB)

Issuer Order to Invalidate securities and Safe keep invalidated securities

 

Download (107 KB)

Issuer Order to Invalidate securities and Release invalid securities

 

Download (104 KB)

Operating hours extension request by Clients

Download (200 KB)

FATCA, CRS information - International Tax Data Exchange Announcement; Reporting obligation concerning the Reportable Accounts (CRS and FATCA)

 

Download (90 KB)

FATCA and CRS declaration
electronically fillable format

 

Download (797 KB)

Finality Data Sheet
electronically fillable Hungarian-English form

 

Download (536 KB)

Finality Authorization
electronically fillable Hungarian-English form

 

Download (550 KB)

Declaration - In the representation of a company affected by an insolvency proceeding against Indirect Participant
Hungarian-English form

 

Download (169 KB)

Statement on the compliance with the provisions of Article 10 ea), eb), ec) and ed) of the Act XXIII of 2003 on settlement finality in payment and securities settlement systems
electronically fillable format

 

Download (670 KB)

Finality Declaration - Data Sheet for notification of Indirect participant

electronically fillable Hungarian-English form

Download (677 KB)

Request for admission of certificates/warrants to Budapest Stock Exchange Clearing and Settlement

 

Download (102 KB)

FTT Corporate Actions

 

Download (11 KB)

FTT Declaration (XETRA Trades)

 

Download (15 KB)

FTT Declaration and Feedback Files

 

Download (27 KB)

Latest FTT Impacted ISINs list

 

Download (15 KB)

Eligible Companies for the year 2012 that fall under the scope of the FTT - as of 20 July 2012

 

Download (28 KB)

FTT - Example of a Declaration - Format of FTT Declaration message

 

Download (1190 KB)

FTT - Example of a Declaration - Example of update process for intra-day transactions: single purchase

 

Download (625 KB)

Basic Information of the Contracting Party
electronically fillable Hungarian-English form

Effective from: 15 February 2021

 

Download (731 KB)

Basic Information of the Contracting Party for Gas Market Clearing Members and Energy Market Non-Clearing Members
electronically fillable Hungarian-English form

Effective from: 1 July 2020

 

Download (754 KB)

1. Form to report changes in the data of physical securities series and securities series to be created as dematerialized securities and changes in the data of the Issuer

Download (181 KB)

2. Restriction by the Issuer - Form to report the persons authorized to act on behalf of the Issuer in the eISIN application

Download (369 KB)

3. Securities code (ISIN) application form for shares and temporary shares

Download (137 KB)

4. Securities code (ISIN) application form for debt securities

Download (125 KB)

5. Securities code (ISIN) application form for investment fund units and temporary investment fund units

Download (32 KB)

6. Securities code (ISIN) application form for other securities

Download (123 KB)

7. Information on MNB sector codes

Download (203 KB)

8. Securities code (ISIN) application form for other stock exchange products

Download (115 KB)

9. Additional data of debt securities for the central securities registry - Form to report data in addition to data related to ISIN application of debt securities series physically created and debt securities series ordered to be created as dematerialized securities

Download (181 KB)

Contract No. 10. / Attachment 2 - Personal data form for defining the rights of KID system users
electronically fillable Hungarian-English form

Effective from: 30 April 2021

 

Download (678 KB)

Contract No. 10. / Attachment 3 - Personal data form for defining the rights of KID system users
electronically fillable Hungarian-English form

Effective from: 30 April 2021

 

Download (644 KB)

Datasheet for the KIS system password policy settings
Hungarian-English form

Download (184 KB)

Contract No. 16. / Attachment 2. Trade Reporting (MiFIR/APA) application sheet for user data modification

electronically fillable Hungarian-English form

Download (747 KB)

U100 - Taxpayer’s PoA provided to KELER to provide information on the amount of expenses incurred by the Taxpayer to acquire securities

Download (142 KB)

U101 - Tax Declaration entitling to tax exemption - Foreign Investment Fund (CIT)

Download (224 KB)

U102 - Tax Declaration entitling to tax exemption - Foreign Pension Fund (CIT)

Download (215 KB)

U103 - Tax Declaration entitling to tax exemption - Qualified holder (CIT)

Download (263 KB)

U104 - Tax Declaration entitling to tax exemption - Bank (DTT: AT, BE, FI, NL, IE, QA, DE, NO, GB)

Download (274 KB)

U105 - Tax Declaration entitling to the application of a tax rate deriving from the relevant DTT - interest payment and redemption

Download (284 KB)

U106 - Tax Declaration entitling to tax exemption - Qualified holder (CIT)

Download (216 KB)

U107 - Tax Declaration  entitling to the application of a tax rate deriving from the relevant DTT - dividend payment

Download (235 KB)

Form for reverse billing service
electronically fillable Hungarian-English form

Download (626 KB)

Data Sheet for Opening and Modifying Sub-Accounts

 

Download (101 KB)

Signature Registration Form of signatories reported to KELER Ltd.
electronically fillable Hungarian-English form

 

Download (649 KB)

Statement on the SME classification
electronically fillable format

 

Download (698 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
electronically fillable Hungarian-English form

 

Download (535 KB)

Statement on the statement created by KELER CCP that is suitable to meet the reporting obligation pursuant to EMIR

 

Download (311 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Clearing Members)

 

Download (238 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Energy Market Non-Clearing Members)

 

Download (214 KB)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Gas Market Clearing Members)

 

Download (215 KB)

Statement on automatized uploading of the reports on trades among clearing members and its clients by KELER CCP towards trade repository (for Clearing Members)

 

Download (191 KB)

Form W-8BEN - Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)

Download (68 KB)

Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities)

Download (343 KB)

Form W-8IMY - Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting

Download (307 KB)

Contract No. 13. / Attachment 1. - WARP - User form
electronically fillable format

Effective from: 1 September 2017

 

Download (716 KB)

Contract No. 13. / Attachment 2. - WARP - Certificate administration and identification form
electronically fillable format

Effective from: 1 September 2017

 

Download (710 KB)

Contract No. 13. / Attachment 3. - WARP - Securities account setup form
electronically fillable format

Effective from: 1 September 2017

 

Download (769 KB)