Business Forms

Beneficial Owner and Politically Exposed Person Statement

electronically fillable format

KYC Declaration on Sanctions (electronically fillable format) 

Announcement on the Rules Aiming to Prevent Money Laundering and Terrorist Financing

Data Registration Form to perform the obligations required under Section 7 of Act LIII of 2017
electronically fillable format

Basic Information of the Contracting Party
electronically fillable Hungarian-English form

Effective from: 15 February 2021

Basic Information of the Contracting Party for Gas Market Clearing Members and Energy Market Non-Clearing Members
electronically fillable Hungarian-English form

Effective from: 1 July 2020

Contract No. 37. / Attachment 1. - CAPS - User form
electronically fillable format

Effective from: 3 September 2020

Contract No. 37. / Attachment 2. - CAPS - Certificate administration and identification form
electronically fillable format

Effective from: 3 September 2020

Contract No. 37. / Attachment 3. - CAPS - Securities account setup form
electronically fillable format

Effective from: 3 September 2020

Contract No. 37. / Attachment 4. - CAPS - SWIFT setup form for Securities Account Holders
electronically fillable format

Effective from: 3 September 2020

Contract No. 37. / Attachment 5. - CAPS - SWIFT setup form for Issuers
electronically fillable format

Effective from: 3 September 2020

1. Ownership identification ordered by the issuer

2. Retrospective ownership identification order

4. Payment-related issuer order for dematerialised securities series

5. Declaration on bank accounts linked to domestic distributions

Onboarding Questionnaire
electronically fillable format

Annex 1 - Request for access for Participants requesting the establishment of a relationship with the CSDs or for the requests for access between CSDs and Other market infrastructures
electronically fillable format

Reallocation

Security Delivery In Request From

Security Delivery Out Request From

Client Information on Outsourcing

Issuer Order to Release invalidated securities

Issuer Order to Invalidate securities and Safe keep invalidated securities

Issuer Order to Invalidate securities and Release invalid securities

Operating hours extension request by Clients

Information on CRS and FATCA rules

FATCA and CRS declaration
electronically fillable format

Finality Data Sheet
electronically fillable Hungarian-English form

Finality Authorization
electronically fillable Hungarian-English form

Declaration - In the representation of a company affected by an insolvency proceeding against Indirect Participant
Hungarian-English form

Statement on the compliance with the provisions of Article 10 ea), eb), ec) and ed) of the Act XXIII of 2003 on settlement finality in payment and securities settlement systems
electronically fillable format

Finality Declaration - Data Sheet for notification of Indirect participant

electronically fillable Hungarian-English form

Request for admission of certificates/warrants to Budapest Stock Exchange Clearing and Settlement

FTT Corporate Actions

FTT Declaration (XETRA Trades)

FTT Declaration and Feedback Files

Latest FTT Impacted ISINs list

Eligible Companies for the year 2012 that fall under the scope of the FTT - as of 20 July 2012

FTT - Example of a Declaration - Format of FTT Declaration message

FTT - Example of a Declaration - Example of update process for intra-day transactions: single purchase

Basic Information of the Contracting Party
electronically fillable Hungarian-English form

Effective from: 15 February 2021

Basic Information of the Contracting Party for Gas Market Clearing Members and Energy Market Non-Clearing Members
electronically fillable Hungarian-English form

Effective from: 1 July 2020

1. Form to report changes in the data of physical securities series and securities series to be created as dematerialized securities and changes in the data of the Issuer

2. Restriction by the Issuer - Form to report the persons authorized to act on behalf of the Issuer in the eISIN application

3. Securities code (ISIN) application form for shares and temporary shares

4. Securities code (ISIN) application form for debt securities

5. Securities code (ISIN) application form for investment fund units and temporary investment fund units

6. Securities code (ISIN) application form for other securities

7. Information on MNB sector codes

8. Securities code (ISIN) application form for other stock exchange products

9. Additional data of debt securities for the central securities registry - Form to report data in addition to data related to ISIN application of debt securities series physically created and debt securities series ordered to be created as dematerialized securities

Contract No. 10. / Attachment 2 - Personal data form for defining the rights of KID system users
electronically fillable Hungarian-English form

Effective from: 30 April 2021

Power of Attorney

Contract No. 10. / Attachment 3 - Personal data form for defining the rights of KID system users
electronically fillable Hungarian-English form

Effective from: 30 April 2021

Datasheet for the KIS system password policy settings
Hungarian-English form

Contract No. 16. / Attachment 2. Trade Reporting (MiFIR/APA) application sheet for user data modification

electronically fillable Hungarian-English form

U100 - Taxpayer’s PoA provided to KELER to provide information on the amount of expenses incurred by the Taxpayer to acquire securities

U101 - Tax Declaration entitling to tax exemption - Foreign Investment Fund (CIT)

U102 - Tax Declaration entitling to tax exemption - Foreign Pension Fund (CIT)

U103 - Tax Declaration entitling to tax exemption - Qualified holder (CIT)

U104 - Tax Declaration entitling to tax exemption - Bank (DTT: AT, BE, FI, NL, IE, QA, DE, NO, GB)

U105 - Tax Declaration entitling to the application of a tax rate deriving from the relevant DTT - interest payment and redemption

U106 - Tax Declaration entitling to tax exemption - Qualified holder (CIT)

U107 - Tax Declaration  entitling to the application of a tax rate deriving from the relevant DTT - dividend payment

Form for reverse billing service
electronically fillable Hungarian-English form

Application for blocking releasing and withdrawing funds held in securities

Certificate of delivery of foreign securities

Securities settlement instruction

Settlement instruction for daily subscription_redemption of investment fund units

Datasheet for the modification of data necessary for account management and the use of customer communication systems

Data Sheet for Opening and Modifying Sub-Accounts

Signature Registration Form of signatories reported to KELER Ltd.
electronically fillable Hungarian-English form

Statement on the SME classification
electronically fillable format

Statement on the report forwarded by KELER CCP to the Trade Repository
electronically fillable Hungarian-English form

Statement on the statement created by KELER CCP that is suitable to meet the reporting obligation pursuant to EMIR

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Clearing Members)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Energy Market Non-Clearing Members)

Statement on the report forwarded by KELER CCP to the Trade Repository
(for Gas Market Clearing Members)

Statement on automatized uploading of the reports on trades among clearing members and its clients by KELER CCP towards trade repository (for Clearing Members)

Form W-8BEN - Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals)

Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities)

Form W-8IMY - Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting

Contract No. 13. / Attachment 1. - WARP - User form
electronically fillable format

Effective from: 1 September 2017

Contract No. 13. / Attachment 2. - WARP - Certificate administration and identification form
electronically fillable format

Effective from: 1 September 2017

Contract No. 13. / Attachment 3. - WARP - Securities account setup form
electronically fillable format

Effective from: 1 September 2017